Compliance / Regulatory

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43 Jobs found, viewing matches 1 - 10.

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Compliance Monitoring Adviser - ESSEX

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• Industry: Compliance / Regulatory
• Salary: £35000 - £35000 pa
• Region: East Anglia
• Area: Essex
• Location: Essex
• Posted: 27/08/2010

We are currently recruiting for a highly regarded stockbroking group who are looking to expand their compliance function. They are looking for someone to provide branch based guidance and training on...

Insurance Compliance Consultant - Purley

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• Industry: Broking, Compliance / Regulatory
• Salary: £30000 - £40000 pa
• Region: South East
• Area: Kent, Surrey, West Sussex
• Location: Purley
• Posted: 31/08/2010

This is a new position which has been created within a forward-thinking general insurance compliance consultancy. MAIN DUTIES: Providing advice and assistance to insurance brokers/intermediaries in re...

Technician Terrorism - LONDON

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• Industry: Broking, Compliance / Regulatory
• Salary: £35000 - £50000 pa
• Region: London
• Area: City of London
• Location: London
• Posted: 03/09/2010

Leading Lloyd’s broker within the city is looking to recruit a broker back up technician to join their busy Terrorism team. The successful candidate will have a solid track record on a processing te...

Compliance Officer - LONDON

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• Industry: Compliance / Regulatory
• Salary: £55000 - £55000 pa
• Region: London
• Area: City of London
• Location: London
• Posted: 03/09/2010

You will be responsible for the Compliance function & technical queries in relation to compliance from the life insurance business as well as investment management business for this multi manager...

Compliance Officer - LONDON

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• Industry: Compliance / Regulatory
• Salary: £35000 - £35000 pa
• Region: London
• Area: City of London
• Location: London
• Posted: 03/09/2010

You will report in respect of all aspects of monitoring and maintenance of compliance controls specific to the financial planning & collectives side of the business this financial services group....

Compliance Monitoring Officer - LONDON

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• Industry: Compliance / Regulatory
• Salary: £30000 - £30000 pa
• Region: London
• Area: City of London
• Location: London
• Posted: 03/09/2010

You will be responsible for day-to-day compliance monitoring and supervision within this medium sized IFA business. You will undertake file checking, 1:2:1’s, sales process monitoring and T&C. S...

Regulated Compliants Handler - LONDON

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• Industry: Compliance / Regulatory
• Salary: £250 - £250 pd
• Region: London
• Area: City of London
• Location: City of London
• Posted: 03/09/2010

Leading wealth management group require an experienced regulated complaints handler to manage and resolve a varied caseload of individual customer complaints covering Life, Pensions, and Investments....

Compliance Officer - LONDON

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• Industry: Compliance / Regulatory
• Salary: £35000 - £35000 pa
• Region: London
• Area: City of London
• Location: London
• Posted: 03/09/2010

Our client have approached us to assist with their search for an experienced Compliance individual. The role will involve reporting on all aspects of monitoring and maintenance of compliance controls...

Sales Manager - SURREY

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• Industry: Broking, Compliance / Regulatory, General Management, Sales, Underwriting
• Salary: £40000 - £40000 pa
• Region: South East
• Area: Surrey
• Location: Surrey
• Posted: 03/09/2010

Our client is a broker with a respected and trusted track record in developing scheme business.  The main focus of this particular role is to develop and increase the performance of all sales relatin...

Technical Director - SURREY

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• Industry: Broking, Compliance / Regulatory, General Management
• Salary: £45000 - £45000 pa
• Region: South East
• Area: Surrey
• Location: Surrey
• Posted: 03/09/2010

Our client is a broker with a respected and trusted track record in developing scheme business.  The main focus of this particular role is to add your technical expertise in order to drive products f...

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