Compliance / Regulatory

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63 Jobs found, viewing matches 41 - 50.

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Compliance Manager

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• Industry: Compliance / Regulatory
• Salary: £30000 - £40000 pa
• Region: Yorkshire and Humberside
• Area: West Yorkshire
• Location: West Yorkshire
• Posted: 22/09/2008

A vacancy has arisen for a Compliance Manager to work in Halifax within this long established insurance company which specialises in motor personal lines insurance. The role will involve assisting in...

Service Imporvement Manager

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• Industry: Broking, Claims, Compliance / Regulatory, Customer Service, General Management, Underwriting
• Salary: £30000 - £36000 pa
• Region: South West
• Area: Dorset
• Location: Bournemouth
• Posted: 05/09/2008

An exiting position leading and managing the Service Improvement Unit of a major Bournemouth based insurer. The unit is driving continuous improvement to the customer journey by feedback analysis, pro...

Regional Compliance Manager

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• Industry: Compliance / Regulatory
• Salary: excellent benefits
• Region: Rest of World
• Area: Rest of World
• Location:
• Posted: 29/09/2008

This Independent Financial Advisory Company is seeking a self motivated Regional Compliance Manager to provide professional Compliance guidance and assistance to all internal staff as well as outsourc...

Operational Control Manager

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• Industry: Compliance / Regulatory
• Salary: £20000 - £25000 pa
• Region: South West
• Area: Bristol
• Location: Bristol
• Posted: 25/09/2008

An Operational Control Manager is required within the Wealth Management Operations department at this financial services market leader based in Central Bristol. Wealth Management Operations covers sev...

Compliance Manager

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• Industry: Compliance / Regulatory
• Salary: £35000 - £40000 pa
• Region: South West
• Area: Wiltshire
• Location: Swindon
• Posted: 08/09/2008

Exchange Street has been asked to assist in the search for a compliance manager to be based out of our client's Swindon offices. A well known, national network, they are directly authorised by the FSA...

Technical Financial Planning Advisor

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• Industry: Compliance / Regulatory
• Salary: £35000 - £45000 pa
• Region: North West
• Area: Cumbria
• Location: Carlisle
• Posted: 05/09/2008

Our client is a well established firm or IFAs and has a new vacancy for a Technical Financial Planning Advisor to join our financial planning and wealth management team. This role will be based out of...

Finanical Promotions Officer

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• Industry: Compliance / Regulatory
• Salary: £30000 - £35000 pa
• Region: South East
• Area: Surrey
• Location: Croydon
• Posted: 29/09/2008

Due to successful demand and growth of our Clients business they are seeking two Financial Promotions Officers for their Legal & Compliance Department which will be based in East Croydon. You will...

Compliance Director

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• Industry: Compliance / Regulatory
• Salary: £70000 - £80000 pa
• Region: South West
• Area: Somerset
• Location: Somerset
• Posted: 25/09/2008

Job Purpose:  Communicate regulatory requirement to the board and senior management and provide advice and guidance as required Work with senior management to ensure that the business implements and m...

Operational Compliance Officer

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• Industry: Compliance / Regulatory
• Salary: £24000 - £24000 pa
• Region: South West
• Area: Bristol
• Location: Bristol
• Posted: 30/09/2008

The Job/Duties Our client one of the largest Financial Services Organisations in the world is seeking an Operational Integrity Officer, who will be responsible for ensuring that all areas of Life & Pe...

Regulatory Review Analyst

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• Industry: Compliance / Regulatory
• Salary: £26000 pa
• Region: South West
• Area: Gloucestershire
• Location:
• Posted: 30/09/2008

The Job/Duties Our client is seeking a Regulatory Review Analyst to ensure that Unit Trust Operations are kept up to date with regulatory change, that regulations are adhered to and technical/project...

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